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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clinton | OH | 10/2023 | Present |
| The Genoa Bank Company | Clinton | OH | 10/2023 | Present |
| Genoa Banking Company | Port Clinton | OH | 01/2018 | Present |
| First Federal Savings Of Lorain | Port Clinton | OH | 01/2012 | 01/2018 |
1) 10/10/2023 - Genoa Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 10/10/2023 - Notary - Investment related - Start date: 04/02/2020. 3) 05/16/2024 - gen Insurance GA - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-08 |
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