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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

120 Madison St, Port Clinton, OH 43452 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-10-12
  • OH RA
    APPROVED
    Since 2017-10-12

Branch Locations

Huntington National Bank Port Clinton Main Office 120 Madison Street, Port Clinton, OH 43452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 07/2017
The Huntington Investment Company Port Clinton OH 09/2017 Present
Ameriprise Financial Services, Llc Port Clinton OH 06/2026 Present
Previous Registrations
  • 2016-02-19 → 2017-07-05
    Port Clinton, OH
    St Louis, MO
    Maumee, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2015-11-23
Other Names
  • Hayward Thomas Evans

View on SEC IAPD

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