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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-19
OH RA APPROVED 2022-08-18
  • TX RA
    APPROVED_RES
    Since 2022-08-19
  • OH RA
    APPROVED
    Since 2022-08-18

Branch Locations

115 Main Street, Castalia, OH 44824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Sandusky OH 03/2007 Present
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 Present
Previous Registrations
Other Businesses

1) MARGARETTE TOWNSHIP, 114 MAIN STREET CASTILIA OH, 44824; START: 6/2004; NOT INVESTMENT RELATED BUSINESS; ELECTED OFFICIAL; 5 HOURS PER MONTH DEVOTED TO THIS ACTIVITY; 1 HOUR DURING TRADING HOURS; REMUNERATION IS $11,000 ANNUALLY; PART OF A 3 PERSON BOARD THAT OVERSEES THE TWONSHIPS, ROADS, CEMETARIES, PARKS, FIRE AND GENERAL FINCANCES. 2) BIAS INVESTMENT SERVICES, LLC; INVESTMENT RELATED; 115 MAIN ST. CASTALIA OH 44824; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2005. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. 3) J & l BIAS INVESTMENT ROPERTY; NOT INVESTMENT RELATED; 115 MAIN STREET, CASTALIA, OHIO 44824; INVESTMENT PROPERTY OWNED BY MR. & MRS. BIAS; PROPERTY OWNERS; START: 01/01/2015; LESS THAN 1 HOUR DEVOTED PER MONTH FOR ACTIVITY; LESS THAN 1 HOUR PER MONTH DEVOTED DURING TRADING HOURS; MR. & MRS. BIAS OWN THE BUILDING AND RENT IT TO BIAS INVESTMENT SERVICES (PER TAX ADVISOR). 4) SANDHILL CEMETERY BOARD; NON INVESTMENT RELATED; 7901 W. MASON RD. SANDUSKY OH 44870; CEMETERY; REPRESENT MARGARETTA TOWNSHIP ON THE SANDHILL CEMETERY BOARD. THE BOARD MEETS ONCE A YEAR TO DISCUSS BUDGETS AND OVERSIGHT OF THE PROPERTY; START DATE 2005; 1 HR/MONTH DEVOTED, NONE DURING SECURITIES TRADING HRS. 5)B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-14
S63 Uniform Securities Agent State Law Examination 1997-05-14
  • S65 Uniform Investment Adviser Law Examination
    1997-06-14
  • S63 Uniform Securities Agent State Law Examination
    1997-05-14
Other Names
  • Athol J (Jr) Bias

View on SEC IAPD

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