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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-19 |
| OH | RA | APPROVED | 2022-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Sandusky | OH | 03/2007 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
1) MARGARETTE TOWNSHIP, 114 MAIN STREET CASTILIA OH, 44824; START: 6/2004; NOT INVESTMENT RELATED BUSINESS; ELECTED OFFICIAL; 5 HOURS PER MONTH DEVOTED TO THIS ACTIVITY; 1 HOUR DURING TRADING HOURS; REMUNERATION IS $11,000 ANNUALLY; PART OF A 3 PERSON BOARD THAT OVERSEES THE TWONSHIPS, ROADS, CEMETARIES, PARKS, FIRE AND GENERAL FINCANCES. 2) BIAS INVESTMENT SERVICES, LLC; INVESTMENT RELATED; 115 MAIN ST. CASTALIA OH 44824; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2005. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. 3) J & l BIAS INVESTMENT ROPERTY; NOT INVESTMENT RELATED; 115 MAIN STREET, CASTALIA, OHIO 44824; INVESTMENT PROPERTY OWNED BY MR. & MRS. BIAS; PROPERTY OWNERS; START: 01/01/2015; LESS THAN 1 HOUR DEVOTED PER MONTH FOR ACTIVITY; LESS THAN 1 HOUR PER MONTH DEVOTED DURING TRADING HOURS; MR. & MRS. BIAS OWN THE BUILDING AND RENT IT TO BIAS INVESTMENT SERVICES (PER TAX ADVISOR). 4) SANDHILL CEMETERY BOARD; NON INVESTMENT RELATED; 7901 W. MASON RD. SANDUSKY OH 44870; CEMETERY; REPRESENT MARGARETTA TOWNSHIP ON THE SANDHILL CEMETERY BOARD. THE BOARD MEETS ONCE A YEAR TO DISCUSS BUDGETS AND OVERSIGHT OF THE PROPERTY; START DATE 2005; 1 HR/MONTH DEVOTED, NONE DURING SECURITIES TRADING HRS. 5)B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-14 |
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