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Thomas Scott Anderson

Mml Investors Services, LLC

Sylvania, OH

Castalia, OH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-10
  • OH RA
    APPROVED
    Since 2023-10-10

Branch Locations

Sylvania, OH • United States

6714 Parker Road, Castalia, OH 44824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Margaretta Schools Castalia OH 08/2012 06/2018
Sawmill Creek Golf Club Huron OH 09/2015 11/2016
Catawba Island Club Port Clinton OH 03/2018 08/2018
Indiana University Bloomington IN 09/2018 04/2022
Pier 53 Marine Port Clinton OH 05/2020 08/2020
Bkd Indianapolis IN 06/2021 10/2021
Mcadam Llc Chicago IL 06/2022 06/2023
Mml Investors Services, Llc Castalia OH 08/2023 Present
Massmutual Life Insurance Company Castalia OH 08/2023 Present
  • 08/2012 → 06/2018
    Margaretta Schools
    Castalia, OH
  • 09/2015 → 11/2016
    Sawmill Creek Golf Club
    Huron, OH
  • 03/2018 → 08/2018
    Catawba Island Club
    Port Clinton, OH
  • 09/2018 → 04/2022
    Indiana University
    Bloomington, IN
  • 05/2020 → 08/2020
    Pier 53 Marine
    Port Clinton, OH
  • 06/2021 → 10/2021
    Bkd
    Indianapolis, IN
  • 06/2022 → 06/2023
    Mcadam Llc
    Chicago, IL
  • 08/2023 → Present
    Mml Investors Services, Llc
    Castalia, OH
  • 08/2023 → Present
    Massmutual Life Insurance Company
    Castalia, OH
Previous Registrations
  • 2022-07-28 → 2023-06-29
    Mcadam Llc
    Chicago, IL
    Radnor, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-29
S65 Uniform Investment Adviser Law Examination 2022-07-20
  • S63 Uniform Securities Agent State Law Examination
    2023-09-29
  • S65 Uniform Investment Adviser Law Examination
    2022-07-20
Other Names
  • Thomas Scott Anderson
  • Thomas Anderson

View on SEC IAPD

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