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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-08-08 |
| TX | RA | APPROVED | 2022-08-05 |
Branch Locations
1617 West Bogart Road Suite 5 S, Sandusky, OH 44870 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Sandusky | OH | 04/2012 | 07/2017 |
| Wunderlich Securities, Inc. | Memphis | TN | 09/2017 | 09/2017 |
| B. Riley Wealth Management | Sandusky | OH | 09/2017 | Present |
| B. Riley Wealth Advisors, Inc | Sandusky | OH | 07/2022 | Present |
1. Morris Financial Services LLC; Investment-related; 21617 Bogart Rd. Ste 5 Sandusky OH, 44870; DBA for financial securities business conducted through B. Riley Wealth Management; start date 2017. 40 hrs/ week devoted during securities trading hours. 2. Campbell Christian Community Center, non investment-related, 1215 Campbell St., Sandusky OH 44870, non-profit faith based after school program, Treasurer, start 2018, 8 hrs/month, 6 during securities trading hrs, entity does not have a BRWM account. 3. Polar Bear Swim Club; not investment-related; Not for profit; 209 Lowell St, Castalia, OH 44824; Board Member and treasurer, attend qtly meetings, volunteer to work concessions or signup, 4 hours devoted/2 during securities trading hours, Start May 2020. 4. Moyer Tax Accounting; Non investment related; 7009 Maple Ave Castalia, OH 44824; Tax accounting; Future Owner; Start date: 1/2024; 8 hrs/month devoted during securities trading hrs. 5. Morris Tax Services LLC; Non investment related; 1617 W bogart Rd, Ste 5, Sandusky, OH 44870; Tax Preparation Services; Owner and operator; Start date 1/2025; 8 hrs/month devoted during securities trading hrs. 6. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-15 |
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