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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-01-08 |
| TX | RA | APPROVED | 2026-01-08 |
Branch Locations
3983 E Knoll Crest Dr, Port Clinton, OH 43452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Port Clinton | OH | 01/2016 | 01/2026 |
| Raymond James Financial Services Advisors Inc. | Port Clinton | OH | 01/2016 | 01/2026 |
| Lpl Financial, Llc | Port Clinton | OH | 01/2026 | Present |
1. 12/2025 - DRW FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 01/08/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-12 |
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