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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-23
  • NY RA
    APPROVED
    Since 2023-10-23

Branch Locations

475 Park Avenue South Suite 2100, New York, NY 10016 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Perpetual Limited Sydney 10/2006 03/2021
Sayers Wealth Sydney 04/2021 11/2021
Unemployed Sydney 12/2021 08/2022
Kestra Advisory Services, Llc New York NY 10/2023 Present
Unemployed New York NY 08/2022 09/2023
  • 10/2006 → 03/2021
    Perpetual Limited
    Sydney
  • 04/2021 → 11/2021
    Sayers Wealth
    Sydney
  • 12/2021 → 08/2022
    Unemployed
    Sydney
  • 10/2023 → Present
    New York, NY
  • 08/2022 → 09/2023
    Unemployed
    New York, NY
Other Businesses

NAME: Christopher Street Financial POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/16/2023 ADDRESS: 475 Park Ave. South Suite 2100 New York, New York 10016 DESCRIPTION: Providing wealth planning and investment advice services to clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-21
  • S65 Uniform Investment Adviser Law Examination
    2023-08-21

View on SEC IAPD

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