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Current Employers
Lockton Investment Advisors, Llc

7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
  • TX RA
    APPROVED_RES
    Since 2023-10-04

Branch Locations

3657 Briarpark Drive Suite 700, Houston, TX 77042 • United States

7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lockton Companies Llc Houston TX 01/2019 Present
Lockton Investment Advisors Llc Houston TX 10/2023 Present
Epic Insurance Brokers And Consultants Houston TX 10/2008 08/2019
  • 01/2019 → Present
    Lockton Companies Llc
    Houston, TX
  • 10/2023 → Present
    Houston, TX
  • 10/2008 → 08/2019
    Epic Insurance Brokers And Consultants
    Houston, TX
Other Businesses

LOCKTON COMPANIES, LLC; 3657 Briarpark Drive, Suite 700, Houston, TX 77042; LOCKTON COMPANIES, LLC IS AN INSURANCE BROKERAGE FIRM. APPROXIMATELY 98% OF MY TIME I PROVIDE GENERAL INSURANCE BROKERAGE SERVICES (HEALTH INSURANCE, GROUP LIFE INSURANCE, ETC.) TO CLIENTS.

Other Names
  • Mike Lopez
  • Miguel A Lopez

View on SEC IAPD

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