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Aaron Mitchell Rosenthal

Cain, Watters & Associates, LLC

Frisco, TX

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Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-15
  • TX RA
    APPROVED
    Since 2023-11-15

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cain Watters & Associates, Llc Frisco TX 04/2021 Present
Deloitte Dallas TX 09/2019 04/2021
University Of Central Arkansas Little Rock TX 08/2018 05/2019
Arvest Bank Little Rock TX 07/2018 02/2019
University Of Arkansas Fayetteville AR 08/2014 05/2018
Deloitte Houston TX 01/2018 03/2018
Collective Bias Rogers AR 08/2016 12/2017
Unemployed Little Rock AR 05/2019 09/2019
  • 04/2021 → Present
    Cain Watters & Associates, Llc
    Frisco, TX
  • 09/2019 → 04/2021
    Deloitte
    Dallas, TX
  • 08/2018 → 05/2019
    University Of Central Arkansas
    Little Rock, TX
  • 07/2018 → 02/2019
    Arvest Bank
    Little Rock, TX
  • 08/2014 → 05/2018
    University Of Arkansas
    Fayetteville, AR
  • 01/2018 → 03/2018
    Deloitte
    Houston, TX
  • 08/2016 → 12/2017
    Collective Bias
    Rogers, AR
  • 05/2019 → 09/2019
    Unemployed
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-15
  • S65 Uniform Investment Adviser Law Examination
    2023-11-15

View on SEC IAPD

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Other Offices

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MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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