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Christopher Kent

David Vaughan Investments, LLC

Peoria, IL

Winter Park, FL

CRD 7817336

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Employer firm

David Vaughan Investments, LLC CRD 105990

$5.33B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • TAX QUALIFIED AND TAFT-HARTLEY PENSION PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
David Vaughan Investments, Llc

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-21
IL RA APPROVED 2025-01-15
FL RA APPROVED 2024-01-04
  • TX RA
    APPROVED_RES
    Since 2026-07-21
  • IL RA
    APPROVED
    Since 2025-01-15
  • FL RA
    APPROVED
    Since 2024-01-04

Branch Locations

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

399 Carolina Avenue, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Vaughan Investments Winter Park FL 08/2023 Present
Stetson University Deland FL 08/2019 05/2023
Cardinal Newman High School West Palm Beach FL 08/2015 06/2019
  • 08/2023 → Present
    David Vaughan Investments
    Winter Park, FL
  • 08/2019 → 05/2023
    Stetson University
    Deland, FL
  • 08/2015 → 06/2019
    Cardinal Newman High School
    West Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-22
  • S65 Uniform Investment Adviser Law Examination
    2023-12-22

View on SEC IAPD

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William Cohen
CAROLYN G DAVIS

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
MORGAN STANLEY · PEORIA, IL

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