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Louis Tyler Palazzo

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-07
  • NJ RA
    APPROVED
    Since 2024-08-07

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Wall NJ 11/2023 06/2024
New York Life Securities Wall NJ 10/2023 Present
Tullian, Inc. Long Branch NJ 06/2021 09/2023
Self-Employed Los Angeles NJ 09/2011 05/2021
Wells Fargo Clearing Services, Llc Metuchen NJ 06/2024 Present
  • 11/2023 → 06/2024
    New York Life Insurance Company
    Wall, NJ
  • 10/2023 → Present
    New York Life Securities
    Wall, NJ
  • 06/2021 → 09/2023
    Tullian, Inc.
    Long Branch, NJ
  • 09/2011 → 05/2021
    Self-Employed
    Los Angeles, NJ
  • 06/2024 → Present
    Wells Fargo Clearing Services, Llc
    Metuchen, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-27
S63 Uniform Securities Agent State Law Examination 2023-12-27
  • S66 Uniform Combined State Law Examination
    2024-03-27
  • S63 Uniform Securities Agent State Law Examination
    2023-12-27

View on SEC IAPD

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