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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Elements Advisors Inc | New York | NY | 02/2021 | 10/2023 |
| Zenith Group Advisors | New York | NY | 05/2020 | 06/2021 |
| Thrithva Lanka Holdings | Colombo | 10/2012 | 05/2020 | |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2023 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 11/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-01 |
| S65 | Uniform Investment Adviser Law Examination | 2021-01-29 |
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