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Jill Marie Pierce

Tucker Asset Management LLC

Littleton, CO

Vancouver, WA

CRD 3206253

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Employer firm

Tucker Asset Management LLC CRD 174844

$604M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-01
  • WA RA
    APPROVED
    Since 2020-10-01

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Vancouver WA 09/2014 10/2020
Tucker Asset Management Llc Littleton CO 10/2020 Present
Voya Financial Advisors Vancouver WA 06/2017 10/2020
  • 09/2014 → 10/2020
    Voya Financial Advisors
    Vancouver, WA
  • 10/2020 → Present
    Littleton, CO
  • 06/2017 → 10/2020
    Voya Financial Advisors
    Vancouver, WA
Previous Registrations
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 9903 NE 115th Ave, Vancouver, WA, USA, 98662; 98604; Fixed Insurance; Independent Insurance Agent; 1/5/2015; 50; 25; Sale of Fixed Insurance Products.|NAME OF ENTITY:Winning Money Strategies, LLC; Yes; 11818 SE MILL PLAIN BLVD #202; VANCOUVER; WA; 98684; Sales & Service of clients; Office Manager, Client Service & administration; 1/1/2006; 80; 80; Office Manager, Client Service & administration|NAME OF ENTITY:Pierce Financial Strategies, LLC; Yes; PO BOX 87009; VANCOUVER; WA; 98687; Financial Services/DBA; President (Client Relations & Sales); 3/7/2011; 50; 25; Sale of fixed insurance and securities products.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-17
S63 Uniform Securities Agent State Law Examination 2001-08-07
  • S66 Uniform Combined State Law Examination
    2017-05-17
  • S63 Uniform Securities Agent State Law Examination
    2001-08-07

View on SEC IAPD

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