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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-21 |
Branch Locations
Cwm Retail, Sales 528-530 Laguardia Place, New York, NY 10012 • United States
Citi Retail Banking 749 Broadway, New York, NY 10003 • United States
Citi Wealth Management, Sales 153 E. 53Rd Street Aka 601 Lexington Ave, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | New York | NY | 06/2023 | Present |
| Kns Group | Middle Village | NY | 08/2020 | 05/2023 |
| Fordham University | Bronx | NY | 08/2019 | 05/2023 |
| Archbishop Molloy High School | Briarwood | NY | 09/2015 | 06/2019 |
KNS Building Restoration; Not Investment-related; Nature: The business is waterproofing, roofing, and restoration for New York construction; Middle Village, NY; Started: January 20, 2025; Title: Website Consultant; Duties: I will be meeting with a team to help grow the website; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.///What is the name of the outside business? The Ballato Consulting Group LLC//What is the nature of the outside business? Consulting//is the outside business investment-related, per the definition given below? O//What is the location (city and state only) of the outside business? New York, NY//What date did you start the outside business affiliation? 8/11/2025//What is your title in the outside business? President//What are your duties in the outside business? Consulting//How many hours do you devote to the outside business each month during securities trading hours? 0// How many hours do you devote to the outside business each month outside of securities trading hours? 1 - 5//// OA name: Bump Caviar Corp., Nature: Selling Caviar (Investment-related: No, Location: New York, NY, started 10/02/2025), Title: Operational manager, Duties: Watch over operations, Hours: (0 during trading hours/month, 6-10 during non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-21 |
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