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Matthew Ray Fortune

Wells Fargo Clearing Services, LLC

West Des Moines, IA

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-23
  • IA RA
    APPROVED
    Since 2024-04-23

Branch Locations

655 S 50Th St, West Des Moines, IA 50265 • United States

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Clive IA 09/2023 Present
Wells Fargo Bank, Na Clive IA 01/2017 Present
Culvers Pella IA 04/2013 10/2016
The Rib Shack Knoxville IA 10/2016 10/2017
  • 09/2023 → Present
    Wells Fargo Clearing Services, Llc
    Clive, IA
  • 01/2017 → Present
    Wells Fargo Bank, Na
    Clive, IA
  • 04/2013 → 10/2016
    Culvers
    Pella, IA
  • 10/2016 → 10/2017
    The Rib Shack
    Knoxville, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-23
S63 Uniform Securities Agent State Law Examination 2024-02-21
  • S65 Uniform Investment Adviser Law Examination
    2024-04-23
  • S63 Uniform Securities Agent State Law Examination
    2024-02-21
Other Names
  • Matthew R Fortune

View on SEC IAPD

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Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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