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Brian Ruiz

Wells Fargo Clearing Services, LLC

Raleigh, NC

Wilmington, NC

Fuquay Varina, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-01
  • NC RA
    APPROVED
    Since 2024-01-01

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

1256 E Broad St, Fuquay Varina, NC 27526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Cary NC 09/2023 02/2025
Wells Fargo Bank, Na Cary NC 02/2014 02/2025
Wells Fargo Bank, Na Fuquay Varina NC 02/2025 Present
Wells Fargo Clearing Services, Llc Fuquay Varina NC 02/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 2023-12-04
  • S65 Uniform Investment Adviser Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    2023-12-04

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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