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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-26
TX RA APPROVED 2024-09-26
  • NY RA
    APPROVED
    Since 2024-09-26
  • TX RA
    APPROVED
    Since 2024-09-26

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital New York NY 06/2022 08/2022
All American Ford Paramus NJ 05/2020 08/2021
Sothebys Prominent Properties Upper Saddle River NJ 05/2020 08/2020
Ubs Financial Services, Inc Weehawken NJ 10/2023 09/2024
Unh Student Investment Club Durham NH 09/2022 05/2023
Topline Hockey Newburgh NY 06/2023 08/2023
Unh Durham NH 08/2019 08/2023
Mahwah Highschool Mahwah NJ 09/2015 06/2019
Unh Hockey Durham NH 09/2021 05/2022
Unemployed Mahwah NJ 06/2019 05/2020
Wells Fargo Clearing Services, Llc New York NY 09/2024 Present
  • 06/2022 → 08/2022
    Mai Capital
    New York, NY
  • 05/2020 → 08/2021
    All American Ford
    Paramus, NJ
  • 05/2020 → 08/2020
    Sothebys Prominent Properties
    Upper Saddle River, NJ
  • 10/2023 → 09/2024
    Weehawken, NJ
  • 09/2022 → 05/2023
    Unh Student Investment Club
    Durham, NH
  • 06/2023 → 08/2023
    Topline Hockey
    Newburgh, NY
  • 08/2019 → 08/2023
    Unh
    Durham, NH
  • 09/2015 → 06/2019
    Mahwah Highschool
    Mahwah, NJ
  • 09/2021 → 05/2022
    Unh Hockey
    Durham, NH
  • 06/2019 → 05/2020
    Unemployed
    Mahwah, NJ
  • 09/2024 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-25
  • S66 Uniform Combined State Law Examination
    2024-01-25

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