Erik Paul Swanson

Current Employers

Employment History

• 07/2004 → Present
  East Pole Inc
  Hermosa Beach, CA
• 09/2023 → Present
  Pitchess & Pitchess Llp
  Manhattan Beach, CA
• 09/2023 → 09/2025
  Avantax Investment Services Inc.
  Manhattan Beach, CA
• 09/2023 → 09/2025
  Avantax Advisory Services
  Manhattan Beach, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-03-22 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Manhattan Beach, CA
  El Segundo, CA

Other Businesses

1) EAST POLE INC POSITION: CEO NATURE: I am the owner and sole employee of my S Corp "East Pole Inc". The scope of work encompasses to processes ofrecording, editing and mixing music for theatrical film, symphonic concert material, album or pop record material as well asrecording studio technical consulting?. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/07/2004 ADDRESS: 718 11th St, Hermosa Beach CA 90254, United States DESCRIPTION: 1) Interface with Film Studio Execs, Chief MixingEngineer and Composers teamto understand the scope, complexity, schedule, locations and budget of the project.2) Interface specifically with Chief Mixing Engineer to define his vision and preferences for how the project should beaccomplished3) Contact and hire appropriate third party companies to accomplish the given tasks and budgets defined by the studio.Source and purchase any hardware or software that can not be rented by a third party.?4) Discuss project schedule, scope and budget with managers and staff at thedefined? locations scheduled for work?. Technically prepare the room(s)for integration of extra equipment, interconnect and workflow techniques. Oversee and test implementation of equipment to achieve desired workflow5) Configure software, prepare for recording session, test all equipment and routing paths. Record orchestral, choir performances etc, organize and manage all data, edit performances to create best possible interpretation of the composers and directorspreferences, Mix all sonic elements and print them in an organized manner. Deliver approved mix prints to the music editor for integration with dialog and sound effects on the dub stage for the final film mix. 2) PITCHESS & PITCHESS LLP POSITION: Financial Assistant NATURE: 1) Individual and Business TaxPreparation.2)IRS Representation? 3)Tax Planning? 4) Business Entity Selection & Creation.5) Financial Planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 10/31/2023 ADDRESS: 1334 Park View Ave, # 250, Manhattan Beach CA 90266, United States DESCRIPTION: 1) Setting up Client accounts.2) Financial Planning.3) Portfolio Allocation.4) Rebalance Accounts.5) Assisting Clients with needs and Concerns.

Exams

• S66 Uniform Combined State Law Examination
  2024-03-22

Other Names

• Erik Paul Swanson
• Erik P Swanson
• Erik Swanson