Rishi D Mangal

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
CA	RA	APPROVED	2019-10-23

TX RA
APPROVED_RES

Since 2020-03-11
CA RA
APPROVED

Since 2019-10-23

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	El Segundo	CA	06/2009	Present
Morgan Stanley Services Group Inc.	New York	NY	05/2017	10/2019

06/2009 → Present

Morgan Stanley

El Segundo, CA
05/2017 → 10/2019

Morgan Stanley Services Group Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-22

S66 Uniform Combined State Law Examination

2009-06-22

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA

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