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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-24 |
| TX | RA | APPROVED | 2025-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Napa | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Napa | CA | 04/2021 | Present |
| Westamerica Bancorporation | Petaluma | CA | 07/2019 | 04/2021 |
| Pechanga Resort & Casino | Temecula | CA | 01/2018 | 06/2019 |
| Golden Years Care Home | Elk Grove | CA | 10/2016 | 01/2017 |
| Unemployed | Elk Grove | CA | 12/2015 | 09/2016 |
| Unemployed | Vista | CA | 02/2017 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-21 |
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