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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-07
  • NJ RA
    APPROVED
    Since 2024-06-07

Branch Locations

324 East Broad St, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Westfield NJ 02/2024 Present
New Jersey National Golf Course Basking Ridge NJ 08/2020 12/2023
Academic Analytics N/A (Remote) XX 06/2023 12/2023
Seton Hall University South Orange NJ 08/2022 05/2023
Loeffler Pools Basking Ridge NJ 05/2017 09/2019
Guideline Financial Strategies Edison NJ 09/2023 11/2023
Ridge High School Basking Ridge NJ 09/2016 06/2020
N/A Basking Ridge NJ 07/2020 07/2020
Gwn Securities Edison NJ 09/2023 11/2023
Raymond James Financial Services Advisors, Inc Westfield NJ 06/2024 Present
  • 02/2024 → Present
    Raymond James Financial Services
    Westfield, NJ
  • 08/2020 → 12/2023
    New Jersey National Golf Course
    Basking Ridge, NJ
  • 06/2023 → 12/2023
    Academic Analytics
    N/A (Remote), XX
  • 08/2022 → 05/2023
    Seton Hall University
    South Orange, NJ
  • 05/2017 → 09/2019
    Loeffler Pools
    Basking Ridge, NJ
  • 09/2023 → 11/2023
    Guideline Financial Strategies
    Edison, NJ
  • 09/2016 → 06/2020
    Ridge High School
    Basking Ridge, NJ
  • 07/2020 → 07/2020
    N/A
    Basking Ridge, NJ
  • 09/2023 → 11/2023
    Gwn Securities
    Edison, NJ
  • 06/2024 → Present
    Westfield, NJ
Other Businesses

(1)Name of Business: Rabadeau Wealth Group Address: E. Broad Street, Westfield, NJ, 07090, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/02/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Taking incoming calls, creating client reviews, money movements, pulling reports for advisors, client service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-20
  • S66 Uniform Combined State Law Examination
    2024-05-20
Designations
Other Names
  • Chris Stapleton

View on SEC IAPD

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