Best Investors Account Sign in

Matthew R. Roth

Morgan Stanley

Plano, TX

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-11
TX RA APPROVED 2024-09-10
  • FL RA
    APPROVED
    Since 2024-09-11
  • TX RA
    APPROVED
    Since 2024-09-10

Branch Locations

7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dallas TX 10/2023 09/2024
Florida State University Tallahassee FL 05/2015 05/2019
Marcus & Millichap Dallas TX 07/2020 09/2023
Worldwide Commercial Pllc Frisco TX 07/2019 06/2020
Unemployed Fort Lauderdale FL 06/2019 06/2019
Morgan Stanley Plano TX 09/2024 Present
Morgan Stanley Private Bank, N.A New York NY 03/2025 Present
  • 10/2023 → 09/2024
    Raymond James & Associates, Inc.
    Dallas, TX
  • 05/2015 → 05/2019
    Florida State University
    Tallahassee, FL
  • 07/2020 → 09/2023
    Marcus & Millichap
    Dallas, TX
  • 07/2019 → 06/2020
    Worldwide Commercial Pllc
    Frisco, TX
  • 06/2019 → 06/2019
    Unemployed
    Fort Lauderdale, FL
  • 09/2024 → Present
    Morgan Stanley
    Plano, TX
  • 03/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-29
  • S66 Uniform Combined State Law Examination
    2023-12-29
Other Names
  • Matthew R Roth

View on SEC IAPD

Other Firms

VANGUARD ADVISERS, INC.
TTFCM LLC
BBAE ADVISORS LLC
PARADIGM GROUP
CAISHEN FINANCIAL
EVERGREEN WEALTH ADVISORS
EDWARD JONES
KICKING HORSE INVESTMENT MANAGEMENT, LLC

Other Investors

John Wayne Purvis
Guy Rene Mondjii
GREGORY THOMAS HANSEN
CLAYBORN PAUL MCCLINTON
BRIAN Michael STRANGE
Seth Gregory Downing
GEORGE ALBERT CENTENO
ERIC RAY FRANCIS

Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
TTFCM LLC · PLANO, TX
BBAE ADVISORS LLC · PLANO, TX
PARADIGM GROUP · PLANO, TX

More in Plano, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor