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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-10
TX RA APPROVED 2025-01-22
CT RA APPROVED 2024-07-29
NY RA APPROVED 2024-07-29
  • NC RA
    APPROVED
    Since 2025-02-10
  • TX RA
    APPROVED
    Since 2025-01-22
  • CT RA
    APPROVED
    Since 2024-07-29
  • NY RA
    APPROVED
    Since 2024-07-29

Branch Locations

835 Straits Tpke Ste A, Middlebury, CT 06762 • United States

3608 W Friendly Ave Ste 211, Greensboro, NC 27410-4833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Schenectady NY 10/2022 Present
Equitable Advisors, Llc New York NY 09/2023 09/2023
Howard Hanna Real Estate Services Albany NY 12/2020 01/2022
Dicks Sporting Goods Albany NY 09/2019 01/2020
Franklin Pierce University Rindge NH 09/2018 05/2023
Guillderland High School Guillderland NY 08/2014 06/2018
Unemployed Schenectady NY 07/2018 08/2018
Ameriprise Financial Services, Llc Middlebury CT 06/2024 Present
  • 10/2022 → Present
    Self Employed
    Schenectady, NY
  • 09/2023 → 09/2023
    New York, NY
  • 12/2020 → 01/2022
    Howard Hanna Real Estate Services
    Albany, NY
  • 09/2019 → 01/2020
    Dicks Sporting Goods
    Albany, NY
  • 09/2018 → 05/2023
    Franklin Pierce University
    Rindge, NH
  • 08/2014 → 06/2018
    Guillderland High School
    Guillderland, NY
  • 07/2018 → 08/2018
    Unemployed
    Schenectady, NY
  • 06/2024 → Present
    Middlebury, CT
Previous Registrations
Other Businesses

Outside Employment; Honey Badger Management LLC; Associate Financial Advisor; Manage advisory business; 835 Straits Tpke., Ste. A, Middlebury, CT, 06762; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-24
  • S66 Uniform Combined State Law Examination
    2023-10-24
Other Names
  • Maxwell Gebauer
  • Maxwell William Gebauer

View on SEC IAPD

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