David Christopher Mulhall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Linsco/Private Ledger Corp.
  Naugatuck, CT

Previous Registrations

• 2005-02-17 → 2007-09-25
  Ubs Financial Services Inc.
  New Haven, CT
  New Haven, CT

Other Businesses

1. 10/26/2007 - DAVID C. MULHALL, CPA, SEASONAL TAX PREPARATION, TAX PREP / ACCOUNTING / BOOKKEEPING. 2.02/20/2009-NON-VARIABLE INSURANCE-SALE OF HEALTH INSURANCE, LIFE, DISABILITY, LONG TERM CARE OR FIXED ANNUITIES ON AN AS NEEDED BASIS FOR CLIENTS.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-16

Other Names

• David Mulhall