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David Christopher Mulhall

LPl Financial LLC

Middlebury, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-24
CT RA APPROVED 2007-09-18
  • TX RA
    APPROVED_RES
    Since 2026-07-24
  • CT RA
    APPROVED
    Since 2007-09-18

Branch Locations

530 Middlebury Rd. Suite 203 A, Middlebury, CT 06762 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Naugatuck CT 09/2007 Present
  • 09/2007 → Present
    Linsco/Private Ledger Corp.
    Naugatuck, CT
Previous Registrations
Other Businesses

1. 10/26/2007 - DAVID C. MULHALL, CPA, SEASONAL TAX PREPARATION, TAX PREP / ACCOUNTING / BOOKKEEPING. 2.02/20/2009-NON-VARIABLE INSURANCE-SALE OF HEALTH INSURANCE, LIFE, DISABILITY, LONG TERM CARE OR FIXED ANNUITIES ON AN AS NEEDED BASIS FOR CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-16
  • S66 Uniform Combined State Law Examination
    2005-02-16
Other Names
  • David Mulhall

View on SEC IAPD

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