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William Harvey Conner

LPl Financial LLC

Middlebury, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-07-08
  • CT RA
    APPROVED
    Since 2016-07-08

Branch Locations

530 Middlebury Rd. Suite 203 A, Middlebury, CT 06762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Middlebury CT 07/2016 Present
Previous Registrations
Other Businesses

1) 7/6/16-Healthy Weighs, LLC- co-owner with wife- A WELLNESS CENTER- Non-Inv. Related- at 366 Federal Road Brookfield, CT 06804- start date 7/1/2015- 1% 2) 7/5/16- Ivy League Contractors, LLC-Business Entity For Tax/Investment Purposes Only- licensed CT home improvement company that manages the properties owned by Full Moon Cyber- Inv. Related- at 366 Federal Road Brookfield, CT 06804- start date 7/1/15- 1% 3) 08/21/2023 -FullMoon Cyber, LLC- Real Estate Rental - Investment Related - Brookfield, CT - Start Date 02/11/2002 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-05
  • S66 Uniform Combined State Law Examination
    2006-01-05

View on SEC IAPD

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