William Harvey Conner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Lpl Financial Llc
  Middlebury, CT

Previous Registrations

• 2009-10-05 → 2016-07-14
  Ameriprise Financial Services, Llc
  Stratford, CT
• 2009-01-27 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Stratford, CT
• 2006-04-28 → 2009-01-20
  Ubs Financial Services Inc.
  Southbury, CT
• 2006-01-06 → 2006-02-21
  Ameriprise Financial Services, Llc
  Norwalk, CT

Other Businesses

1) 7/6/16-Healthy Weighs, LLC- co-owner with wife- A WELLNESS CENTER- Non-Inv. Related- at 366 Federal Road Brookfield, CT 06804- start date 7/1/2015- 1% 2) 7/5/16- Ivy League Contractors, LLC-Business Entity For Tax/Investment Purposes Only- licensed CT home improvement company that manages the properties owned by Full Moon Cyber- Inv. Related- at 366 Federal Road Brookfield, CT 06804- start date 7/1/15- 1% 3) 08/21/2023 -FullMoon Cyber, LLC- Real Estate Rental - Investment Related - Brookfield, CT - Start Date 02/11/2002 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-01-05