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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2013-09-20 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | Present |
| Walters Christmas Llc | Birmingham | MI | 11/2020 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2012 | Present |
| Serso Estates Llc | Greenlawn | NY | 11/2025 | Present |
Entity Name: Serso Estates LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/18/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company will purchase, rent and sell real estate properties. Entity Name: Walters Christmas LLC Investment related: Yes Address: Birmingham, MI 48009 Nature of the other business: Entertaiment Position/Title/Relationship: Owner/Partner Start Date: Nov 30, 2020 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I would like to invest in a movie they are producing (attached) and play a small role in it as well. It will not be related to the financial industry or my role at JPMC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-17 |
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