Vincent Serso

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 11/2020 → Present
  Walters Christmas Llc
  Birmingham, MI
• 11/2012 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 11/2025 → Present
  Serso Estates Llc
  Greenlawn, NY

Previous Registrations

• 2004-11-08 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
  New York, NY
  New York, NY
  New York City, NY

Other Businesses

Entity Name: Serso Estates LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/18/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company will purchase, rent and sell real estate properties. Entity Name: Walters Christmas LLC Investment related: Yes Address: Birmingham, MI 48009 Nature of the other business: Entertaiment Position/Title/Relationship: Owner/Partner Start Date: Nov 30, 2020 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I would like to invest in a movie they are producing (attached) and play a small role in it as well. It will not be related to the financial industry or my role at JPMC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-29
• S63 Uniform Securities Agent State Law Examination
  1998-08-17

Other Names

• Vincent Serso
• Vincent Frank Serso