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Douglas Benjamin Rothman

Equitable Advisors, LLC

New York, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-22
NY RA APPROVED 2024-08-23
  • TX RA
    APPROVED
    Since 2024-11-22
  • NY RA
    APPROVED
    Since 2024-08-23

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. New York NY 09/2023 Present
Castle Placement Investment Bank New York NY 06/2022 08/2022
Guardhill Financial Corp. New York NY 06/2021 08/2021
Fast Track Mobility, Llc Long Island NY 06/2020 08/2020
University Of Wisconsin-Madison Madison WI 08/2019 05/2023
Schreiber High School Port Washington NY 09/2016 06/2019
Unemployed Port Washington NY 06/2023 09/2023
  • 09/2023 → Present
    Equitable Advisors, Llc.
    New York, NY
  • 06/2022 → 08/2022
    Castle Placement Investment Bank
    New York, NY
  • 06/2021 → 08/2021
    Guardhill Financial Corp.
    New York, NY
  • 06/2020 → 08/2020
    Fast Track Mobility, Llc
    Long Island, NY
  • 08/2019 → 05/2023
    University Of Wisconsin-Madison
    Madison, WI
  • 09/2016 → 06/2019
    Schreiber High School
    Port Washington, NY
  • 06/2023 → 09/2023
    Unemployed
    Port Washington, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-22
S63 Uniform Securities Agent State Law Examination 2023-07-14
  • S66 Uniform Combined State Law Examination
    2024-08-22
  • S63 Uniform Securities Agent State Law Examination
    2023-07-14

View on SEC IAPD

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ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

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