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Kristen Nicole Cain

Strategic Advisers LLC

Columbus, OH

Columbus, OH

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • OH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240-2038 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Columbus OH 08/2023 Present
Ohio State University Columbus OH 08/2022 05/2023
Fidelity Investments Covington KY 06/2022 08/2022
Ohio State University Columbus OH 08/2021 05/2022
Next Gen Personal Finance Palo Alto CA 06/2020 08/2021
Full-Time Education Cincinnati OH 08/2019 06/2020
City Of Reading Reading OH 05/2019 08/2019
Full-Time Student Cincinnati OH 08/2018 05/2019
City Of Reading Reading OH 05/2018 08/2018
Full-Time Education Cincinnati OH 08/2017 05/2018
City Of St. Bernard St. Bernard OH 05/2017 08/2017
Full-Time Education Cincinnati OH 08/2016 05/2017
Ohio State University Columbus OH 08/2020 10/2023
Fidelity Investments Boston MA 03/2025 Present
  • 08/2023 → Present
    Fidelity Investments
    Columbus, OH
  • 08/2022 → 05/2023
    Ohio State University
    Columbus, OH
  • 06/2022 → 08/2022
    Fidelity Investments
    Covington, KY
  • 08/2021 → 05/2022
    Ohio State University
    Columbus, OH
  • 06/2020 → 08/2021
    Next Gen Personal Finance
    Palo Alto, CA
  • 08/2019 → 06/2020
    Full-Time Education
    Cincinnati, OH
  • 05/2019 → 08/2019
    City Of Reading
    Reading, OH
  • 08/2018 → 05/2019
    Full-Time Student
    Cincinnati, OH
  • 05/2018 → 08/2018
    City Of Reading
    Reading, OH
  • 08/2017 → 05/2018
    Full-Time Education
    Cincinnati, OH
  • 05/2017 → 08/2017
    City Of St. Bernard
    St. Bernard, OH
  • 08/2016 → 05/2017
    Full-Time Education
    Cincinnati, OH
  • 08/2020 → 10/2023
    Ohio State University
    Columbus, OH
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-06-06 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-29
  • S66 Uniform Combined State Law Examination
    2024-02-29

View on SEC IAPD

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BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH

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