Kathleen Mary Erickson

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Commonwealth Financial Network
  Waltham, MA
• 10/2012 → Present
  Gottfried & Somberg Wealth Management, Llc
  Glastonbury, CT

Previous Registrations

• 2004-07-21 → 2012-09-24
  Osaic Institutions, Inc.
  Manchester, CT
  Manchester, CT
  Manchester, CT
  South Glastonbury, CT
  Glastonbury, CT
  Coventry, CT
  Colchester, CT
  Rockville, CT
  South Windsor, CT
  Ellington, CT
  East Windsor, CT
  East Windsor, CT
  South Windsor, CT
  Ellington, CT
  Tolland, CT
  Rockville, CT
  Vernon, CT
  Vernon, CT
• 2001-09-28 → 2004-07-06
  People'S Securities, Inc.
  Bridgeport, CT

Other Businesses

1. Fixed insurance sales; as of 08/01/2013; less than 5% time spent during business hours; conducted at branch location; investment related. 2. Co-Owner of rental property located in Newington, CT, as of 10/2019; 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-03
• S63 Uniform Securities Agent State Law Examination
  1999-04-16

Other Names

• Kathleen Mary Svendsen
• Kathleen Ryan
• Kathleen Mary Ryan
• Kathleen Mary Svendsen