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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-26 |
| AL | RA | APPROVED | 2021-06-11 |
Branch Locations
1817 Commons North Dr, Tuscaloosa, AL 35406 • United States
Northport, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Tuscaloosa | AL | 10/2014 | 06/2021 |
| Ameriprise Financial Services, Llc | Tuscaloosa | AL | 06/2021 | Present |
Fiduciary Activities; Executor. Board of Directors; Junior Achievement of Tuscaloosa County; Board Member; 2222 9th Street, , Tuscaloosa, AL, 35401; Not Investment-Related; 07/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Tuscaloosa Morning Rotary Club; Club Programs Chair; 1650 McFarland Blvd. N., , Tuscaloosa, AL, 35406; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Druid City Business League; Druid City Business League is a group of business people who meet once per month to network professionally, socialize, and give back civically to the community. I have been asked to serve as Treasurer of this group starting on January 1, 2026. I will neither receive any compensation for this role, nor do I expect my time commitment to change.; 2009 Paul W. Bryant Dr., , Tuscaloosa, AL, 35401; Not Investment-Related; 07/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Osher Lifelong Learning Institute (OLLI); The Osher Lifelong Learning Institute (OLLI) at The University of Alabama is a member-directed organization that provides adults social, educational, travel, and leadership opportunities. An inclusive, welcoming, and volunteer program, OLLI focuses on lifelong learning and socialization. OLLI offers educational courses as well as entertainment through classes, bonus sessions, field trips, socials, special events, and travel. Courses cover a wide range of topics and are taught by volunteers who share their knowledge and passions. I will teach courses of an educational nature on general financial topics, including retirement income strategies and estate planning. OLLI members who attend will register through OLLI.; 105 Bryant Conference Center, , Tuscaloosa, AL, 35487; Not Investment-Related; 07/07/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-12 |
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