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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-26
AL RA APPROVED 2021-06-11
  • TX RA
    APPROVED_RES
    Since 2025-04-26
  • AL RA
    APPROVED
    Since 2021-06-11

Branch Locations

1817 Commons North Dr, Tuscaloosa, AL 35406 • United States

Northport, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Tuscaloosa AL 10/2014 06/2021
Ameriprise Financial Services, Llc Tuscaloosa AL 06/2021 Present
Previous Registrations
Other Businesses

Fiduciary Activities; Executor. Board of Directors; Junior Achievement of Tuscaloosa County; Board Member; 2222 9th Street, , Tuscaloosa, AL, 35401; Not Investment-Related; 07/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Tuscaloosa Morning Rotary Club; Club Programs Chair; 1650 McFarland Blvd. N., , Tuscaloosa, AL, 35406; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Druid City Business League; Druid City Business League is a group of business people who meet once per month to network professionally, socialize, and give back civically to the community. I have been asked to serve as Treasurer of this group starting on January 1, 2026. I will neither receive any compensation for this role, nor do I expect my time commitment to change.; 2009 Paul W. Bryant Dr., , Tuscaloosa, AL, 35401; Not Investment-Related; 07/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Osher Lifelong Learning Institute (OLLI); The Osher Lifelong Learning Institute (OLLI) at The University of Alabama is a member-directed organization that provides adults social, educational, travel, and leadership opportunities. An inclusive, welcoming, and volunteer program, OLLI focuses on lifelong learning and socialization. OLLI offers educational courses as well as entertainment through classes, bonus sessions, field trips, socials, special events, and travel. Courses cover a wide range of topics and are taught by volunteers who share their knowledge and passions. I will teach courses of an educational nature on general financial topics, including retirement income strategies and estate planning. OLLI members who attend will register through OLLI.; 105 Bryant Conference Center, , Tuscaloosa, AL, 35487; Not Investment-Related; 07/07/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-06
S63 Uniform Securities Agent State Law Examination 1999-04-12
  • S66 Uniform Combined State Law Examination
    2012-12-06
  • S63 Uniform Securities Agent State Law Examination
    1999-04-12

View on SEC IAPD

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