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Guillermo N Falkinhoff Gips

Morgan Stanley

New York, NY

CRD 7804903

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-23
NY RA APPROVED 2023-12-20
  • TX RA
    APPROVED
    Since 2024-02-23
  • NY RA
    APPROVED
    Since 2023-12-20

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 09/2023 Present
Jag Capital Management Chicago IL 07/2018 07/2023
Washington University In St. Louis St. Louis MO 05/2017 05/2018
Arbolada S.A. Buenos Aires 09/2016 04/2017
Morgan Stanley Private Bank, N.A New York NY 03/2024 Present
  • 09/2023 → Present
    New York, NY
  • 07/2018 → 07/2023
    Jag Capital Management
    Chicago, IL
  • 05/2017 → 05/2018
    Washington University In St. Louis
    St. Louis, MO
  • 09/2016 → 04/2017
    Arbolada S.A.
    Buenos Aires
  • 03/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-20
  • S66 Uniform Combined State Law Examination
    2023-12-20
Other Names
  • Guillermo N Falkinhoffgips

View on SEC IAPD

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