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Brian Charles Schaub

Northwestern Mutual Investment Services, LLC

Nashville, TN

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-09-17
  • TN RA
    APPROVED
    Since 2024-09-17

Branch Locations

1600 Division St Ste 400, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Angels Baseball Academy Hatboro PA 06/2021 08/2022
Prudential Franklin TN 08/2023 08/2024
Bryant University Smithfield RI 08/2022 08/2023
Trinity University San Antonio TX 08/2020 08/2022
University Of Richmond Richmond VA 08/2018 08/2020
La Salle College High School Glenside PA 07/2014 08/2018
Bryan University Recreation Center Smithfield RI 08/2022 08/2023
Providence Bruins Providence RI 10/2022 02/2023
Northwestern Mutual Investment Services Llc Nashville TN 09/2024 Present
Owen Waldrop Nashville TN 09/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2024 Present
  • 06/2021 → 08/2022
    Angels Baseball Academy
    Hatboro, PA
  • 08/2023 → 08/2024
    Prudential
    Franklin, TN
  • 08/2022 → 08/2023
    Bryant University
    Smithfield, RI
  • 08/2020 → 08/2022
    Trinity University
    San Antonio, TX
  • 08/2018 → 08/2020
    University Of Richmond
    Richmond, VA
  • 07/2014 → 08/2018
    La Salle College High School
    Glenside, PA
  • 08/2022 → 08/2023
    Bryan University Recreation Center
    Smithfield, RI
  • 10/2022 → 02/2023
    Providence Bruins
    Providence, RI
  • 09/2024 → Present
    Northwestern Mutual Investment Services Llc
    Nashville, TN
  • 09/2024 → Present
    Owen Waldrop
    Nashville, TN
  • 09/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-03
  • S66 Uniform Combined State Law Examination
    2023-11-03
Other Names
  • Brian Schaub
  • Brian C Schaub
  • Brian C Schaub
  • Brian Charles Schaub

View on SEC IAPD

Other Firms

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OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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