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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
UT RA APPROVED 2025-07-28
  • TX RA
    APPROVED
    Since 2025-09-17
  • UT RA
    APPROVED
    Since 2025-07-28

Branch Locations

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Salt Lake City UT 04/2025 Present
Us Tech Solutions Salt Lake City UT 08/2024 04/2025
Northwestern Mutual Ogden UT 09/2023 06/2024
Weber State University Ogden UT 09/2018 12/2024
Na Newbury Park CA 01/2014 08/2018
  • 04/2025 → Present
    Salt Lake City, UT
  • 08/2024 → 04/2025
    Us Tech Solutions
    Salt Lake City, UT
  • 09/2023 → 06/2024
    Northwestern Mutual
    Ogden, UT
  • 09/2018 → 12/2024
    Weber State University
    Ogden, UT
  • 01/2014 → 08/2018
    Na
    Newbury Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
  • S66 Uniform Combined State Law Examination
    2025-07-25

View on SEC IAPD

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