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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Grangeville | ID | 09/2023 | Present |
| Monarch Marketing | Sandpoint | ID | 02/2018 | 08/2023 |
| Signia Capital | Spokane | WA | 05/2017 | 08/2017 |
| University Of Idaho | Moscow | ID | 08/2014 | 05/2018 |
| Northern States, Inc. | Sandpoint | ID | 01/2013 | 05/2018 |
1) 05/04/2026 - Carothers Holdings LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - at reported business location(s) - Start Date 04/21/2026 - 0hrs/mth - 0hrs/mth during trading 2) 06/10/2026 - Other - outdoor RV rental marketplace - Investment Related - Grangeville, ID - Start Date 06/01/2026 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-01-24 |
| S65 | Uniform Investment Adviser Law Examination | 2023-08-05 |
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