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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2020-10-01 |
| TX | RA | APPROVED_RES | 2020-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E.K. Riley Investments, Llc | Grangeville | ID | 11/2009 | 11/2020 |
| Lpl Finanical Llc | Grangeville | ID | 10/2020 | Present |
1)10/1/2020- Apex Investment Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Grangeville, ID- start date 10/1/2020- 100% 2)10/1/2020- Wimer & Associates -Business Entity For Tax/Investment Purposes Only- Inv. Related- Grangeville, ID- start date 11/4/2007- 5hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-05 |
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