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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2020-10-01 |
| TX | RA | APPROVED | 2020-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ek Riley Investments, Llc | Grangeville | ID | 06/2005 | 11/2020 |
| Lpl Finanical Llc | Grangeville | ID | 10/2020 | Present |
1)10/1/2020- Apex Investment Advisors-DBA for LPL Business (entity for LPL business)- Inv. Related- Grangeville, ID- start date 10/1/200- 100% 2)10/1/2020- Wimer & Associates, Inc. - Business Entity For Tax/Investment Purposes Only- Inv. Related- Grangeville, ID- start date 1/1/1998- 3hrs/mth 3)10/1/2020- Buy-The-Way, LLC- Owner- Real Estate Rentals- Inv. Related- Grangeville, ID- start date 1/1/2005- 2hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-29 |
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