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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Wauwatosa | WI | 08/2023 | 11/2024 |
| Panera Bread | Milwaukee | WI | 09/2006 | 08/2023 |
| Bug N Out | West Allis | WI | 09/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Wauwatosa | WI | 11/2023 | Present |
| Lpl Enterprise, Llc | Wauwatosa | WI | 11/2024 | Present |
1) 02/20/2025- Prudential- Non-Variable Insurance- This OBA is for the sales of proprietary and non-proprietary fixed life insurance products.- inv. related- at Wauwatosa, WI- start date 11/18/2024- 160hrs/mnth-120hrs during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-13 |
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