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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc. | Saddle Brook | NJ | 08/2023 | 05/2024 |
| Waterford Gardens | Allendale | NJ | 06/2018 | 06/2022 |
| Ohio University Alumni Association | Athens | OH | 09/2019 | 06/2023 |
| Ohio University Heritage College Of Osteopathic Medicine | Athens | OH | 07/2022 | 06/2023 |
| Campgaw Mountain Ski Area | Mahwah | NJ | 11/2015 | 04/2024 |
| Ohio University, Office Of Advancement | Athens | OH | 09/2019 | 06/2023 |
| J.P. Morgan Securities Llc | Orangeburg | NY | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Orangeburg | NY | 08/2024 | Present |
| Ulax | Prospect Park | NJ | 03/2024 | 07/2024 |
| Equitable Financial Life Insurance Co. | Saddle Brook | NJ | 09/2023 | 05/2024 |
| Ulax, Llc | Niwot | CO | 09/2024 | Present |
| Campgaw Mountain Ski Area | Mahwah | NJ | 10/2024 | Present |
| Martin Sports Ventures Llc | Ramsey | NJ | 05/2025 | Present |
| Mms Drop Llc | Ramsey | NJ | 05/2025 | 06/2026 |
Entity Name: Martin Sports Ventures LLC Investment related: No Address: Private Residence Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 05/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Ownership of LLC that assists in organizing the lacrosse league ULAX LLC, private coaching, organizing teams and other sports-related activities. Entity Name: Campgaw Mountain Ski Area Investment related: No "Address: Campgaw Mountain 200 Campgaw Road Mahwah, NJ 07430" Nature of the other business: Skiing Position/Title/Relationship: Employee/Contractor Start Date: 10/27/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Small ski mountain where I would teach, supervise and some employees how to ski and efficient teaching techniques. Not a large time commitment, only done when I am off and feel adventurous. I view it as paid exercise with the benefit of free skiing." Entity Name: ULAX, LLC Investment related: No "Address: ULAX, LLCulax.org PO Box 268 Niwot, CO 80544-9997 Physical address is 150 Murray St. Box 286 Niwot, CO 80544-0268 Operating in Prospect Park, NJ" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 09/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Running a men's lacrosse league. Maximum is 5 hours per week potential on Sundays
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-11 |
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