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Elaine X Lin

J.P. Morgan Securities LLC

Orangeburg, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-10
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2025-01-10
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

333 Route 303, Orangeburg, NY 10962 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Na New York NY 10/2006 01/2018
J.P. Morgan Securities Llc Orangeburg NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Orangeburg NY 01/2018 Present
  • 10/2006 → 01/2018
    Jp Morgan Chase Na
    New York, NY
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Orangeburg, NY
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Orangeburg, NY
Previous Registrations
  • 2010-12-21 → 2012-10-01
    Chase Investment Services Corp.
    Orangeburg, NY
    Maywood, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-20
S63 Uniform Securities Agent State Law Examination 2007-06-15
  • S65 Uniform Investment Adviser Law Examination
    2010-12-20
  • S63 Uniform Securities Agent State Law Examination
    2007-06-15
Other Names
  • Elaine Xiao-Hong Yang

View on SEC IAPD

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