Elaine D Mosqueda

J.P. Morgan Securities LLC

Melrose Park, IL

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-18
IL	RA	APPROVED	2017-09-12

TX RA
APPROVED_RES

Since 2023-01-18
IL RA
APPROVED

Since 2017-09-12

Branch Locations

Melrose Park, IL • United States

10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securites Llc	Chicago	IL	12/2012	01/2018
Jp Morgan Chase Bank	Chicago	IL	10/2012	01/2018
Jp Morgan Securites Llc	Chicago	IL	01/2018	Present

12/2012 → 01/2018

Jp Morgan Securites Llc

Chicago, IL
10/2012 → 01/2018

Jp Morgan Chase Bank

Chicago, IL
01/2018 → Present

Jp Morgan Securites Llc

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-05
S63	Uniform Securities Agent State Law Examination	2013-04-29

S66 Uniform Combined State Law Examination

2017-09-05
S63 Uniform Securities Agent State Law Examination

2013-04-29

Other Names

Elaine D Sanchez
Elaine Daryl Sanchez
Elaine Daryl Mosqueda

View on SEC IAPD

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