David Jeramy Hawkins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → 02/2018
  Invest Financial Corp
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Stillwater, OK

Previous Registrations

• 2000-08-07 → 2018-02-14
  Invest Financial Corporation
  Stillwater, OK
  Stillwater, OK
  Appleton, WI

Other Businesses

1. 02/14/2018 - HAWKINS PROPERTIES, LLC - Not Investment Related - 15565 HAWKS LANDING DRIVE, ROGERS, AR 72756, - Mortgage/Real Estate Services - OWNER - Start Date 2012 - 20 Hours Per Month/4 During Securities Trading. 2. 02/14/2019 - Hawkins Financial Group, Inc - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/02/2019 - 200 hrs/mo - 7 hrs during trading. 3. 06/05/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:06/12/2019 - 5 hrs/mo - 3 hrs during trading. 4. 10/11/2021 - Creative One - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/05/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 5) 04/15/2025 - Hawkwell LLC - Investment Related - Other - Other - Stillwater, OK - Start Date:06/13/2017 - 5 Hrs/Mth - 5 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-28