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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Stillwater | OK | 01/2019 | 04/2019 |
| Oklahoma State University | Stillwater | OK | 01/2017 | 12/2018 |
| Stillwater Designs | Stillwater | OK | 02/2007 | 11/2016 |
| Lpl Financial Llc | Stillwater | OK | 04/2019 | Present |
1)05/21/2019 - Hawkins Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2019. 2) 3/23/2020 - Hawkins Financial Group, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 160 Hours Per Month/6 Hours During Securities Trading. 3) 06/01/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date 05/26/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-27 |
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