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James Arthur Freudenberger

Equitable Advisors, LLC

Stillwater, OK

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-11
OK RA APPROVED 2000-05-31
  • TX RA
    APPROVED_RES
    Since 2020-08-11
  • OK RA
    APPROVED
    Since 2000-05-31

Branch Locations

205 W. 7Th Avenue Suite 201 C, Stillwater, OK 74074 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. NAIFA-OK; 4334 NW EXPRESSWAY, SUITE 237, OKLAHOMA CITY, OK 73116; COMMITTEE MEMBER; START DATE 1/22/2014; APPROX. 1 HOUR PER MONTH. 2. STILLWATER NOON LION'S CLUB; 524 N. STALLARD, STILLWATER, OK 74074; SERVICE CHAIRMAN; START DATE 7/1/2023; APPROX. 5 HOURS PER MONTH. 3. FREUDENBERGER FARMS; 416 E. MAIN, COYLE, OK 73027; MINORITY PARTNER; START DATE 9/15/2023; APPROXIMATELY 30 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-07
S63 Uniform Securities Agent State Law Examination 1998-03-23
  • S65 Uniform Investment Adviser Law Examination
    1999-09-07
  • S63 Uniform Securities Agent State Law Examination
    1998-03-23
Other Names
  • Jim Freudenberger
  • Jimmy Freudenberger

View on SEC IAPD

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