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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-05-20
  • TN RA
    APPROVED
    Since 2025-05-20

Branch Locations

1600 Division St Ste 400, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Encompass Financial Services Clarksville TN 12/2022 01/2025
Unemployed Clarksville TN 06/2022 12/2022
The Vine Clarksville TN 03/2022 06/2022
Dock 17 Clarksville TN 12/2021 03/2022
Unemployed Clarksville TN 11/2021 12/2021
Classic Cue Billiards & Sports Bar Clarksville TN 08/2023 02/2024
Student Clarksville TN 08/2019 12/2020
Roux Clarksville TN 11/2017 08/2019
Student Clarksville TN 08/2014 11/2017
Avantax Investment Services Inc. Clarksville TN 01/2024 08/2024
Avantax Advisory Services Clarksville TN 05/2024 08/2024
Classic Cue Clarksville TN 12/2020 11/2021
Optional Financial Strategies, Inc Clarksville TN 08/2024 03/2025
Braden Binkley Nashville TN 04/2025 05/2025
Braden Binkley Nashville TN 05/2025 Present
Northwestern Mutual Investment Services Llc Nashville TN 05/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2025 Present
Austin Peay State University Clarksville TN 07/2026 Present
  • 12/2022 → 01/2025
    Encompass Financial Services
    Clarksville, TN
  • 06/2022 → 12/2022
    Unemployed
    Clarksville, TN
  • 03/2022 → 06/2022
    The Vine
    Clarksville, TN
  • 12/2021 → 03/2022
    Dock 17
    Clarksville, TN
  • 11/2021 → 12/2021
    Unemployed
    Clarksville, TN
  • 08/2023 → 02/2024
    Classic Cue Billiards & Sports Bar
    Clarksville, TN
  • 08/2019 → 12/2020
    Student
    Clarksville, TN
  • 11/2017 → 08/2019
    Roux
    Clarksville, TN
  • 08/2014 → 11/2017
    Student
    Clarksville, TN
  • 01/2024 → 08/2024
    Avantax Investment Services Inc.
    Clarksville, TN
  • 05/2024 → 08/2024
    Avantax Advisory Services
    Clarksville, TN
  • 12/2020 → 11/2021
    Classic Cue
    Clarksville, TN
  • 08/2024 → 03/2025
    Optional Financial Strategies, Inc
    Clarksville, TN
  • 04/2025 → 05/2025
    Braden Binkley
    Nashville, TN
  • 05/2025 → Present
    Braden Binkley
    Nashville, TN
  • 05/2025 → Present
    Nashville, TN
  • 08/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2026 → Present
    Austin Peay State University
    Clarksville, TN
Previous Registrations
  • 2024-09-10 → 2025-04-01
    Optional Financial Strategies, Inc.
    Clarksville, TN
  • 2024-05-23 → 2024-08-06
    Avantax Advisory Services
    Clarksville, TN
    Dallas, TX
Other Businesses

1. GRADUATING TEACHING ASSISTANT, AUSTIN PEAY STATE UNIVERSITY, 601 COLLEGE STREET, CLARKSVILLE, , TENNESSEE, 37044, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 8/28/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ACADEMIC RESEARCH. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-15
  • S66 Uniform Combined State Law Examination
    2024-05-15
Other Names
  • Caitlyn Garrett
  • Caitlyn Renae Garrett

View on SEC IAPD

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