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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-04 |
| IN | RA | APPROVED | 2020-11-06 |
Branch Locations
11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States
Fishers, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Carmel | IN | 10/2010 | 11/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | IN | 01/2010 | 11/2020 |
| Raymond James & Associates, Inc. | Carmel | IN | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-30 |
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