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Abel Rodriguez

Wells Fargo Clearing Services, LLC

Houston, TX

Humble, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2024-03-04

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

7411 Fm 1960 Rd E, Humble, TX 77346 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Houston TX 08/2023 Present
Wells Fargo Bank, Na Houston TX 01/2018 Present
Woodforest National Bank Houston TX 08/2016 01/2018
  • 08/2023 → Present
    Wells Fargo Clearing Services, Llc
    Houston, TX
  • 01/2018 → Present
    Wells Fargo Bank, Na
    Houston, TX
  • 08/2016 → 01/2018
    Woodforest National Bank
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2023-11-17
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2023-11-17

View on SEC IAPD

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