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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Flemington | NJ | 08/2023 | Present |
| West Virginia University | Morgantown | WV | 08/2022 | 08/2023 |
| Pelican Shops | Whitehouse Station | NJ | 05/2022 | 08/2022 |
| West Virginia University | Morgantown | WV | 08/2021 | 05/2022 |
| Pelican Shops | Whitehouse Station | NJ | 05/2021 | 08/2021 |
| West Virginia University | Morgantown | WV | 08/2020 | 05/2021 |
| Pelican Shops | Whitehouse Station | NJ | 05/2020 | 08/2020 |
| West Virginia University | Morgantown | WV | 08/2019 | 05/2020 |
| Stanton Ridge Country Club | Whitehouse Station | NJ | 06/2019 | 08/2019 |
| Hunterdon Central Regional High School | Flemington | NJ | 08/2015 | 06/2019 |
1) 10/2023 - BEACON FINANCIAL GROUP / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 160 Hrs per month / 100% Time Spent 2) 02/28/2024 - Ash Brokerage - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/26/2024 - 3 Hours Per Month/ 3 Hours During Trading 3) 04/25/2024 - Adelphi Financial LLC - Tax Prep/Accounting/CPA - Tax Preparer - Investment Related - At Reported Business Location(s) - Start Date 02/26/2024 - 40 Hours Per Month/ 3 Hours During Trading 4) 12/03/2024- GetCovered New Jersey- Non-Variable Insurance- Marketplace Broker - Investment Related - At Reported Business Location(s) - Start Date 08/26/2024 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-24 |
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