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Nicholas Keith Jones

Ubs Financial Services Inc.

Columbus, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-15
  • OH RA
    APPROVED
    Since 2025-08-15

Branch Locations

5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Univeristy Of Dayton Dayton OH 08/2020 05/2024
Kuhne + Nagel Erlanger KY 06/2023 08/2023
Unemployed Cincinnati OH 05/2024 07/2024
Unemployed Cincinnati OH 05/2020 08/2020
Procter & Gamble Cincinnati OH 05/2021 08/2021
Brightview Health Cincinnati OH 06/2022 08/2022
St. Xavier Cincinnati OH 08/2016 05/2020
Cavalier Distributing Company Cincinnati OH 11/2019 06/2023
Ubs Miamisburg OH 09/2023 04/2024
Fidelity Investments Covington KY 07/2024 06/2025
Fidelity Investments Boston MA 03/2025 06/2025
Ubs Financial Services Columbus OH 08/2025 Present
  • 08/2020 → 05/2024
    Univeristy Of Dayton
    Dayton, OH
  • 06/2023 → 08/2023
    Kuhne + Nagel
    Erlanger, KY
  • 05/2024 → 07/2024
    Unemployed
    Cincinnati, OH
  • 05/2020 → 08/2020
    Unemployed
    Cincinnati, OH
  • 05/2021 → 08/2021
    Procter & Gamble
    Cincinnati, OH
  • 06/2022 → 08/2022
    Brightview Health
    Cincinnati, OH
  • 08/2016 → 05/2020
    St. Xavier
    Cincinnati, OH
  • 11/2019 → 06/2023
    Cavalier Distributing Company
    Cincinnati, OH
  • 09/2023 → 04/2024
    Ubs
    Miamisburg, OH
  • 07/2024 → 06/2025
    Fidelity Investments
    Covington, KY
  • 03/2025 → 06/2025
    Fidelity Investments
    Boston, MA
  • 08/2025 → Present
    Ubs Financial Services
    Columbus, OH
Previous Registrations
  • 2025-03-31 → 2025-06-18
    Strategic Advisers Llc
    Cincinnati, OH
    Covington, KY
    Boston, MA
  • 2025-01-07 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-23
  • S66 Uniform Combined State Law Examination
    2024-12-23
Other Names
  • Nicholas Keith Jones
  • Nicholas Jones
  • Nicholas K Jones

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
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DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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