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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-05 |
Branch Locations
7250 Dallas Parkway Suite120, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Los Angeles Dodgers | Glendale | AZ | 06/2015 | 07/2018 |
| New York Yankees | Charleston | SC | 07/2018 | 01/2019 |
| Extra Innings | Plano | TX | 09/2018 | 05/2019 |
| Evansville Otters | Evansville | IN | 05/2019 | 07/2019 |
| Texas Christian University | Fort Worth | TX | 08/2022 | 05/2023 |
| The Trails Of Frisco Golf Club | Frisco | TX | 06/2023 | 07/2023 |
| Texas Capital Bank Private Wealth Advisors | Dallas | TX | 08/2023 | 04/2026 |
| Texas Capital Bank | Dallas | TX | 08/2023 | 04/2026 |
| Unemployed | Plano | TX | 07/2019 | 08/2019 |
| Texas Christian University | Plano | TX | 08/2019 | 05/2023 |
| Tcbi Securities | Dallas | TX | 05/2024 | 04/2026 |
| Ubs Financial Services Inc. | Plano | TX | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-02 |
| S66 | Uniform Combined State Law Examination | 2023-07-10 |
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