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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Black Diamond Rv | Marion | IL | 05/2020 | 06/2022 |
| Oasis Outdoors Powersports | Marion | IL | 06/2022 | 08/2023 |
| Northwestern Mutual | Carbondale | IL | 08/2023 | 01/2024 |
| Southern Illinois University | Carbondale | IL | 08/2020 | 05/2024 |
| Northwestern Mutual Life Insurance Company | Carbondale | IL | 01/2024 | 05/2024 |
| Northwestern Mutual Investment Services Llc | Carbondale | IL | 05/2024 | 07/2024 |
| Northwestern Mutual Wealth Management Company | Carbondale | IL | 07/2024 | 01/2025 |
| Massmutual Life Insurance Co | Swansea | IL | 03/2025 | Present |
| Mml Investors Services, Llc | Swansea | IL | 07/2025 | Present |
| Marion High School | Marion | IL | 08/2016 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-12 |
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